Securitisation

Services

Securitisation

STCL provides trusteeship services for all the three segments in securitization space – acting as Trustees for Pass Through Certificates (PTCs) and Securitized Debt Instruments (SDIs) as also as Assignee Representative in respect of Direct Assignment (DA) transactions.

Services being provided for PTC/SDI transactions broadly include:

  • Facilitating procurement of E-stamps on Pan-India basis.
  • Obtaining PAN/TAN number/LEI registration.
  • Vetting of Transaction Documents – Mapping with the Term Sheet.
  • Verifying that the transaction structure complies with RBI/SEBI guidelines.
  • Ensuring Creation of Cash Collateral with Lien marking.
  • Ensuring Remittance of Funds by Investors Including Originator.
  • Obtaining Opinion of Legal Counsel.
  • Obtaining Final Rating Rationale.
  • Completing the process of demating of PTCs.
  • Listing of PTCs.

Post Issue

  • Evaluating The Servicer Report and Preparing The Monthly Pay-out Reports.
  • Withdrawal From CC Account/CC Top Up.
  • Pay-out After TDS Deduction.
  • Filing TDS Returns/ Form 16 A/ Annual Tax Returns.
  • Responding To Investor Queries.
  • Release of Cash Collateral on conclusion of deal.
  • Deactivation of ISIN.

Services provided for DA transactions broadly include:

  • Facilitating procurement of E-stamps on Pan-India basis.
  • Vetting of Transaction Documents – Mapping with the Term Sheet.
  • Verifying that the transaction structure complies with RBI guidelines.
  • Obtaining Opinion from transaction Legal Counsel.

Post Issue

  • Evaluating The Servicer Report and Preparing the Monthly Pay-out Reports.
  • Responding To Investor Queries.

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